securities laws

Recent positions

• ETF & 1940 Act Registered Funds Compliance Officer, Vice President

  icapitalnetwork · 24d ago

  $125k – $155k

  vp · hybrid · full time · Greenwich, New York, Salt Lake City

  investment advisers act of 1940 securities laws investment company act of 1940 securities act of 1933 securities exchange act of 1934 finra regulations
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• Control Room - Associate

  icapitalnetwork · Apr 2, 2026

  $70k – $85k

  mid · hybrid · full time · Lisbon, Salt Lake City

  securities laws market abuse trading surveillance
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• Head of Legal & Compliance (Global Crypto Exchange)

  hyphenconnect · Mar 24, 2026

  director · remote

  securities laws admission to the bar aml/ctf
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• Head of Legal & Compliance (Global Crypto Exchange)

  hyphenconnect · Mar 24, 2026

  director · remote · full time

  english mandarin securities laws admission to the bar aml/ctf
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• Head of Legal & Compliance (Global Crypto Exchange)

  hyphenconnect · Mar 24, 2026

  director · remote · full time

  securities laws admission to the bar aml/ctf
  Apply

• Head of Legal & Compliance (Global Crypto Exchange)

  hyphenconnect · Mar 24, 2026

  director · remote

  securities laws admission to the bar aml/ctf
  Apply

• Head of Legal

  hyphenconnect · Mar 24, 2026

  director

  aml kyc tax structuring smart contracts securities laws corporate governance +8
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• Head of Legal

  hyphenconnect · Mar 24, 2026

  director · remote · full time

  aml kyc safe smart contracts securities laws corporate governance +5
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• Regulatory & Compliance Attorney

  marquetteassociates · Nov 20, 2025

  hybrid · full time · Chicago

  investment advisers act of 1940 securities laws
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